REVISED AUG 28,’04  Finance 160-01 and -02 Financial Markets &  Institutions

Fall 2004, MWF 10:00-10:50 Glenn 210 and 12:00-12:50 Glenn 310

Prof. Robert Haney Scott, Tehama 463, Off. Hrs MWF 11:00-12 & 1:00-2 & by appt.

Phone:  Office.898-6188, Home 343-9638, HScott2@csuchico.edu

Text: R.H.Scott, Money, Financial Markets and the Economy, Prentice Hall, 1995. The textbook will be available at Mr. Kopy for about $30.

 

Changes may be made in assignments and other aspects of this course as the term progresses. They will be announced in class. It is your responsibility to keep informed.   University rules for academic integrity will apply.

   

This course is devoted to the study of the institutional structure of financial markets including governmental controls over money and credit, theories of interest rate determination, and finally, the study of the policies implemented by monetary and fiscal authorities.  Students are asked to read straight through the assigned reading prior to coming to class. Please pay close attention to end-of-chapter questions

   

Grading will be based on the total points earned on all exams plus an adjustment based on the instructor’s subjective assessment of classroom participation and overall performance. Attendance will be monitored through seating charts, so be sure to occupy the seat that was assigned to you. You will be allowed to miss three lectures after the first week of classes.  A greater number of absences will result in a reduction of your final course grade. Exams will require short essay answers and questions will cover all reading, all handouts, all class discussions, and all lectures.  No examinations will be given at other than scheduled times without documentation of a compelling reason.

 

Week                                      Assignment                             Topics

1.                       Chpts 1& 2                              Introduction and Epistemology

2.                       Chpt 3                                      Commercial Banking

3.                       Chpt 4                                      Other Fin. Inermediaries

4.                       Chpt 5                                      Money

5.                       Chpt 6                                      Central Banking

6.                       Chpt 7                                      Monetary Controls                  Exam

7.                       Chpts 8 & 9                             Money and Capital Mkts

8.                       Chpt 10                                    Mortgage Markets

9.                       Chpt 11                                    Futures, Options                     

10.                    Chpt 12                                    Interest Rate Theory -Macro              

11.                    Chpt 13            Exam              Interest Rate Theory -Micro

12.                    Chpt 14                                    Term Structure Theory

13.                    Chpt 15                                    Regulation and Efficiency

Thanksgiving Break

14.                    Chpt 16  plus readings at end of book on Monetary Policy

15.                    Chpt 17                                    Fiscal and Debt-mgmt Policy             

16.       Finals Week     Final Exams as scheduled in catalogue for each section.  


Reading and assigned work for students taking Finance 160, Fall 2004.  Add this page to Course Outline.

 

Each group of 4-5 students should select a Group Secretary to record, and pass in to the instructor, the names and phone number or email or other contact information on each member of the group.   Each student’s name should be on the seating chart that will be used to monitor attendance.

On each 3-credit hour class a student should work 4-6 hours of outside of class each week:  Take one hour reading the chapter, two hours to read carefully and take notes on reading in own handwriting (keep written notes available to show to instructor on demand), and 1 hour to work up answers to end of chapter questions with a group of colleagues working together. If you take 15 credit hours your total work on class materials including attendance would be 45 hours per week—a full time academic load.

 

ALSO! Notes should be taken on all lectures and class discussions and be available to show the instructor along with notes taken on all reading assignments.

 

1st week’s assignment:

For Finance 160-1   Five groups of 5 students  28 copies needed, one for each classmate.

For Finance 160-2   Four groups of 5 students  21 copies needed.  

One copy from each group for the instructor.  Each answer should identify by name the student principally responsible for the answer.  Answers should be written in the student’s own handwriting (not on a computer nor by typewriter).

 

Assignments for both classes:    Group           Question No’s.          Key terms

Chapter 1                                           1          1, 2                              1st , 2nd

                                                            2          3, 4                              3rd , 4th

                                                            3          5, 6                              5th ,  6th

                                                            4          7, 8                              7th ,   

                                                5          9, 10                             

 

Chapter 2                                           1          3,4                               1st. 2

2                 5,6                               3. 4

3                 7,8                               5

4                 9,10 (See Table 2.5, p.30)      6, 7                 

5                 11, 1, 2                        8th

 

Copies of answers to be distributed routinely each week on Monday to all classmates and the instructor. Answers due each week.  Assignments will be provided in class each Monday. (Except for labor day in Fall Semester.)                                            

 

 

 

 


Chapter 3

Assignments for 10:00 class:         Group       Question No’s14.          Key terms8

                                                            1          5, 6                              7th.8th

                                                            2          7, 8                             6th,         

                                                            3          9, 10                           1st, 2nd,

                                                            4          11, 12,13                     3,    

                                                5          14, 1, 2                        4

                                                6          3, 4                             5th

Assignments for 12:00 class:

                                                            1          5, 6, 7                          6, 7,

2                 8, 9, 10, 11                  1, 8

3                 12, 13, 14                    1, 3

4                  1, 2, 3, 4.                    4, 5

Chapter 4

Assignments for 10:00 class:         Group       Question No’s12.          Key terms17

                                                            1          7, 8                              9th 10th 11th  

                                                            2          9, 10                          6th ,7th , 8th

                                                            3          11, 12                          3, 4, 5th

                                                            4          1, 2                              1st, 2nd,

                                                5          3, 4                             12, 13, 14

                                                6          5, 6                              15, 16, 17

Assignments for 12:00 class:

1       4, 5, 6,                              1,  15, 16, 17

2       7, 8, 9,                               3, 5,  12, 13, 14

3       10, 11, 12                          2, 6th ,7th , 8th             

4       1, 2, 3,                               4, 9th 10th 11th            

Chapter 5

Assignments for 10:00 class:         Group       Question No’s 12.          Key terms 7

                                                            1          9, 10                            5, 6

                                                            2          11, 12                         2nd        

                                                            3          1, 2                             3

                                                            4          3, 4                             4

                                                5          5, 6                             7th

                                                6          7, 8                              1st   

Assignments for 12:00 class: 

                                                  1        9, 10, 5                        5, 6

                                                            2          11, 12, 6                      7th , 2nd

                                                            3          1, 2, 7                         3, 1st

                                                            4          3, 4, 8                         4